Philology
Farida A. Kakzhanova
Maxim A. Prokofyev
Semantic problems of
Infinitive in English language
Annotation:
The
article considers the semantic problem of Infinitive in English language: being
a non-finite form of the verb, Infinitive possesses characteristics of both
verb and noun; therefore, it is necessary to find out which of these two parts
of speech prevails within Infinitive through the analysis of its morphological
and syntactical characteristics.
Key words: grammar, non-finite forms,
Infinitive, verb, noun.
I. Introduction: Infinitive
is a complicated phenomenon in the grammar of English language, as it combines morphological
and syntactical characteristics of verb and noun. As long as infinitive
contains two components – noun and verb, there is a question, which of them predominates
at such a hybrid notion: verb semantics or noun semantics, verb function or
noun function, morphological characteristics of verb or noun.
II. Object of the research: consideration of
the Infinitive characteristics in order to determine predominance of either
verb or noun as its components.
Objectives of the research: 1) analysis of
previously given definitions of Infinitive; 2) consideration of morphological
characteristics of Infinitive; 3) consideration of syntactical characteristics
of Infinitive; 4) comparison of verb and noun characteristics within
Infinitive.
III. Outcome (main part): First of all, it
is necessary to consider definitions of Infinitive given by different scholars.
K.
Kachalova singles out some common features of the Infinitive, for all languages
that possess this grammatical category:
- Infinitive
is a non-finite form of the verb;
- obtains only aspect and voice forms, in passive voice there
can be only Indefinite Infinitive and Perfect infinitive [4, 240]:
According
to traditional grammar of English language, Infinitive is the basic form of the
verb, which can have particle to.
It is
also necessary to single out one more feature of infinitive which are common
for all verb forms: it can be defined by an adverb, but not by an adjective [1,
241]: They were rather handsome, had been
educated in one of the first private seminaries in town, had a fortune of
twenty thousand pounds, were in the habit of spending more than they ought, and
of associating with people of rank, and were therefore in every respect
entitled to think well of
themselves, and meanly of others (Austen).
According
to the definition given by L. Tenier, infinitive can be called neither verb nor
noun, as he writes: «…infinitive
takes intermediate position between the category of verb and category of noun. It
is a mixed category, middle member between these two categories, being a verb
in its initial category and a noun in its resulting category, infinitive
combines features of verb and noun.»
Consequently, according
to L. Tenier, verb is an initial category for infinitive, so it has more
characteristics of verb in its contents.
According to O. Jespersen, Infinitives «are fixed case
forms of former verbal nouns» [3, 159]. At the same time infinitive
does not just take transitional position in the pair «verb - noun», but also
moves in the course of time within this pair: according to O. Jespersen, denoting
action at first, infinitive became a verbal noun, and later obtained some more
features of the verb.
Here is Jespersen’s example that shows role that can
be performed by Infinitive in a sentence:
The reason is not difficult to see. – In this case
subject is expressed by the noun the
reason, and infinitive is an object, but it can be easily used as a subject
– To see the reason is not difficult [3,
197].
According to K. Kachalova, Infinitive is a non-finite
form of the verb which originates from verbal noun; features of a noun inherent
to infinitive are shown mostly in performing syntactical function of a noun in
a sentence.[1, 240]
In order to consider correlation of the roles of verb
and noun in the category of Infinitive, it is necessary to analyze it from the
position of all morphological and syntactical characteristics of both verb and
noun, choose those which are available to infinitive, trace their development
and diachronic changes.
Morphological
categories of a noun – number, case and gender. In contemporary English language only two of them exist: number
and case.
Category of number denotes amount of
objects ; finite forms of the verb are correlated with respective nouns:
"It certainly seems probable." (Doyle)
"Yes, they seem more fertile than the rest."
(Doyle)
Infinitive, unlike finite forms of the verb, does not correlate with
respective noun in number, being invariant part of the sentence, for example:
"My uncle is to send a servant for us."
(Austen)
"That would be a
good scheme," said Elizabeth, "if you were sure that they would not
offer to send her home."
(Austen).
In Old
English and Middle English languages infinitive also does not possess such
morphological characteristic [4, 82-84], [5 112].
There are two cases in traditional grammar of contemporary English
language: Nominative and Possessive [1, 17-21]. Infinitive does not possess
such category now, but in Old English language infinitive possessed
forms of two cases:
Nominative, having –an ending:
Drincan – to drink, beran – to bear;
And dative, having –enne ending:
Drincenne, berenne.
Dative case is
generally used after the preposition to
and has the meaning of adverbial modifier of purpose.
He com to drincenne –
He came to drink (in order to drink)
To, which used to be
preposition, developed into the particle of infinitive in the end of the Old
English period [5, 112].
In consequence of
disappearance of unstressed ending this form is not considered as a case form, former
preposition to is understood not as
a preposition, but as a special particle for infinitive. Thus, the preposition
loses its initial meaning of purpose and destination and can be used in other
speech situations which do not involve any of those meanings. In contemporary
English language to is a formal sign
of the infinitive. [3, 197-198]
[6]
In Middle English
period coincidence of two infinitive forms – Nominative and Dative – took place.
Old English Infinitive in Dative, having the meaning of purpose or destination
expressed with the help of to, in
Middle English loses Old English unstressed ending of its Dative form, which
leads to its coincidence with Nominative case of infinitive.
For example: ÎÅ «writan»- to write and to writenne in order to write
> ÌÅ writen
Particle
to keeps the same meaning in
contemporary English language: He came to
drink, He wanted to see the professor - here finite verbs express the
action itself, and infinitives express the purpose of the action.
Thus we can single out one special
feature of infinitive as a non finite form of the verb – it expresses action
which can be reason or purpose for another action expressed by finite form. If the
purpose of the action is not an action, but a thing or person, infinitive is
replaced by a noun [7]:
He came to take the money – He came for money.
Thus, in Old English
language infinitive obtained the category of case, which is a morphological
category of noun, but lost this characteristic by our time and does not have it
nowadays.
Existence of another
morphological category of noun – category of gender - is called in question by
B.A. Ilyish: he completely denies it on the basis of that fact, that gender
classification is not shown in the morphology of the word in any way; K.
Kachalova singles out this category with one amendment – gender of a noun can
be understood only from its meaning [1, 22]. This morphological category is not
singled out in Old English language too [5, 93].
As the meaning of infinitive possesses characteristic of noun [3,
159], infinitive takes only function from noun, therefore it cannot possess the
category of gender.
Taking into consideration morphological categories of infinitive in
diachronic aspect, it is necessary to mention that previously infinitive had
some morphological characteristics of noun, but nowadays it has only
syntactical characteristics.
It is
necessary to consider all functions that infinitive can perform in a sentence,
i.e. what member of a sentence it can be, based on the following examples:
Function of a subject:
To skate is pleasant. [1, 240]
In this
case infinitive answers the question “what?” and the main idea is “thingness”,
or corporeality, of the action; the speaker expresses the common fact of skating, but not the process. Here the
function of verb is expressed in denomination of action, but not object,
otherwise it would be expressed by noun;
Function of an object:
I want to read the book.
And if we take this as a working
hypothesis we have a fresh basis from which to start our construction of this unknown visitor. (Doyle)
Speaker shows an intention to do something, but the action expressed by
infinitive is not correlated with the subject:
I want to read – He wants to
read – They want to read.
Infinitive does not change its meaning depending on changing subject’s
morphological characteristics, unlike finite forms of verb.
If we take the infinitive away from the sentence, it does not lose its syntactical
integrity. It just loses the very part of the whole sense which is expressed by
infinitive: I want the book – the
sentence complete from the syntactical point of view; however, if we take away
the verb, syntactical integrity of the sentence of broken: I to read the book, which also means that infinitive expresses
abstract action. Another verbal characteristic here is the presence of direct
object the book, which cannot be
added to noun.
Function of an attribute:
I asked him to help me. [1, 240]
Here
infinitive expresses similar characteristics, especially adding of direct
object.
Function of an adverbial modifier:
I went to the station to see off a friend. [1, 240]
Function
of a predicate:
Nominal
part of a predicate: Your duty was to inform me about it immediately.
Part of
a nominal predicate: She began to translate the article.
Being
any part of a sentence, infinitive expresses similar characteristics: ones of a verb – expressing of an action, but
not an object, presence of direct object; ones of a noun – abstractiveness of
an action, non-coordination with other parts of the sentence.
It is also necessary to consider morphological characteristics of verb: tense, aspect, number, mood, voice.
Infinitive does not possess the category of tense – the verbal category
which defines correlation between the time when the action has been done and
the time when the action is spoken about [8, 130-132].
Here are some examples:
He tried to find a job (Past Indefinite).
He tries to find a job
(Present
Indefinite).
He will try to find a job
(Future
Indefinite).
In these examples infinitive
does not change in the same way as the verb, staying invariant part of the
sentence; the action expressed by infinitive does not show time when another
action took, takes or will take place.
The category of
aspect, which is also possessed by the verb, shows discreteness of an action and
can be expressed by infinitive.
Aspect of the
infinitive transmits some peculiarities of
the action: process (Continuous Aspect), completeness (Perfect Aspect), fact (Infinitive
Aspect).
For example:
I remembered to
invite her (Indefinite).
I remembered to
have invited (Perfect)
I remembered to
be inviting (Continuous)
Aspect
is given without giving the time of performing the action, thus infinitive does
not lose its time indeterminacy.
Category of
voice of the verb also can be expressed
by infinitive. Voice is morphological category of the verb which shows another kind of
correlation between the subject and the action done by subject or done over the
subject by someone else. Infinitive can express both Active an Passive Voice:
They are going to be encamped near Brighton; and I do
so want papa to take us all there
for the summer! (Austen)
|
Active |
Passive |
Indefinite |
To
ask |
To be
asked |
Continuous |
To be
asking |
- |
Perfect |
To
have asked |
To
have been asked |
Perfect
Continuous |
To
have been asking |
- |
The
category of mood implies changing of the word and thus cannot be expressed by
infinitive as an unchangeable form.
IV. Conclusion. According to what has been
said above, we can say that in contemporary English language Infinitive has
predominating morphological characteristics of verb, which form semantics of
Infinitive; its features as noun
express syntactical characteristics, that is why Infinitive expresses more
process, but not thingness of an object; that is why infinitive cannot be
replaced by noun.
Bibliography:
1. Kachalova K., Izrailevich E. Practical grammar of English language. -
Ì.: Unves, 2005. – 717 p.
2. Tenier L. Fundamentals of structural syntax.
— Ì.: Progress,1988. – 656 p.
3. Jespersen
O. Philosophy of grammar. – Ì.: Publishing house
of foreign literature,1958. – 403 ñ.
4 Ilyish
B.A. History of English language. – Ì.: Âûñø. øê., 1968. – 420 p.
5 Rastorguyeva T.A. History of English language – Ì.: AST,
2003. – 352 p.
6. Ivanova I.P., Burlakova V.V. Theoretical grammar
of English language. - Ì.: Âûñø. øê., 1981. – 288 p.
7. Smirnitskiy A.I. Lectures on the history of English language. – Ì.: 1998.
8. Ilyish
B.A. Structure of the English Language. – Leningrad, 1971. – 367 p.
Examples
borrowed from:
Austen,
Jane “Pride and prejudice”
Doyle,
Arthur Conan “Hound of the Baskervilles”