Head of the Legal Department,
Ph.D., associate professor
Tileubergenov Erazak Manapovich
KazNPU after Abai, Almaty
Basic principles
and criteria for the production of psychological and educational assessment for
juveniles.
The methodology of psychological and educational assessment of juvenile
has the following basic concepts, which are based on the expert’s studies:
1. "Psychological age" -
the period of personal development of personatit of juveniles, covering
chronological periods and limited critical points. The analysis begins with the
identification of the critical period.
2. The totality of personal
(individual psychological characteristics of personality), intellection features, emotional (affect, and other
emotional states), situational (criminal, beforecriminal, postcriminal,
investigative, legal situation) characteristics, which are taken in the unity and the dynamics of social
development.
Over-all approach means: the study
of the history of the development of a minor, plus the results of psychometric
studies of the qualitative nature of personal characteristics.
Diagnosis of the age period still
does not show fully answer on the
question about the ability of minors of
directing their actions and the
completeness of their consciousness. Reflection and self-regulation may be
sufficient in simple situations, but in more complex they will be incomplete.
Expert evaluation is carried out taking into account external (difficulty of
the situation) and internal (dynamic state of the individual) conditions of the
commission of alleged acts. (1)
Expert data is used in the overall
assessment of the psychological characteristics of juveniles and the analysis
of the specific motivation of the teenager at the time of the incriminating
acts. This include such features as a
good general knowledge, ability to think abstractly, and resourcefulness, the
ability of self-organizing, conduct focus, the ability to integrate social
norms socialized interests and values and adequate response to the judicial
inquiry situation.
At the same time, some experts give
data on a limited stock of general information and knowledge, concrete thinking,
poverty and primitive interest, non
forming moral and ethical behavior, asocial settings. This contradictory
information about the characteristics and the level of intelligence and
personality of teenagers displaying the ability to adequately understanding and arbitrary regulation and control of their
actions, shows that the focus of forensic expert study should not attention to the test results and to analysis of the
motivation of crime and social legal diagnostics in general.
In this process, we offer to pay special
attention to:
- the necessity of a complete approach
to studying the adolescent's personality, where we can follow the dynamics of the internal contradictions of its
development, the study of all adolescent's personality can not be limited by a
description of external features and the counting of positive and negative
characteristics of a minor;
- concrete social study of teenager’s personality in its environment,
past and present (in criminal casework shows that this is still purely formal
undifferentiated approach to the fact of the living conditions of young persons);
- study of personality of teenagers in
the real position were he shows inherited and acquired peculiarity as a result of misuse of family upbringing;
- study of social relations of the
individualn to the
environment;
- Stok-taking of the important
situations in which the inner content of the individual young person;
- comes out development of individualn
programs of study of teenager’s personality in accordance with the structural
model of age-identity, which will exclude banality of applied research
methodology. Reveal the specific and typical features of personality on which
it would be possible to trace the dynamics of changes in the structure of the
minor.
In put able juvenile accused is revealed
that the structure of motivation, the focus of criminal behavior, understanding
the wrongfulness and criminality of the offense, full control of their actions.
(2)
Clinical criteria for the limited
ability of the juvenile defendant to the conscious regulation of their conduct
in the criminal situation are reduced, in all their variety of options
depending on the type of mental disorder, in partial retention of intellectual
and emotional-development, the criticality of the partial, limited capacity for
indirectness of action, psychosexual infantilism, instability of social
adaptation, regredientnomu nature of psychopathic manifestations. Clinical data
are characterized, first of all, the preservation of the potential ability of
adolescents to understand and control their behavior. Psychological criterias
are use in the analysis of the specific motivation of offense in court and
interesting consequence of the period.
There are three types of violations
of motivation:
1) the prevalence of gaming
motivations for committing the offense with disabilities of the forecast of possible consequences of their actions and their adequate
assessment;
2) an uncritical imitation of the
actions of the referent of teenage groups, which in suggestible and conformal
adolescents can be in imitation of the model of the behavior of members of the
referent group or directly to the authoritative guidance for these people
without sufficient forecasting results, and educationally neglected,
emotionally unstable juveniles who have inclination to disruption during frustrating effects - an offense under the
influence of direct threats to members of the antisocial adolescent group;
3) the lack of mediation of action
with impulsive behavior, in violation of the decision process in the collision
of personal and intellectually immature adolescents with complex situations,
having increased demands on their mental abilities.
Plan of study and methodology.
1. Study of the intellectual sphere –
patophsihological research methods in memory, attention, thinking, processes of
mediation, generalization, ability to establish logical connections.
2. General awareness, orientation in
the practical sphere, in specific areas - series of special issues and projective situations.
3. Characterological properties:
- particular emotional response (tests,
questionnaires);
- motivational sphere;
- properties of submission and
inspiring
- ability to volitional efforts;
4. Awareness in issues of moral
standards - discussion of actions and situations.
5. Analysis of content of actions of teenager in the criminal situation, because
the actions are, on the one hand, the result, but on the other - indicator of
mental development. The objective side is expressed in the materials of the
case, as it turns into a subjective process of directed questions.
6. To what extent we can predict the
outcome, the consequences, the ability of adolescents to predict, to think
logically the experience (Precautionary the extent to which the selected
investments with the goal).
For a true solution setted for the psychological and pedagogical expert
examination by the investigator or the
court, the great importance of the first stage of the analysis has the correct determination of compliance with the
level of development of the minor to the end of this age, and (or) the
beginning of early adolescence. Until recently, it was decided to consider the adolescence as the interval between 11 and
15-16 years.
According to recent data the adolescence
is defined in the interval between 11-12 and 14-15 years. This roughly
corresponds to the Limits of the age of criminal responsibility in Kazakhstan:
14 years - for the most serious crimes, 16 years - for the rest.
Adolescence is rightly viewed as the
transition from childhood to adulthood. It is transitional mainly in the biological sense, since this is the age
of puberty, in parallel which mostly reach maturity and other biological
systems of the body. Biological changes in the organism mainly relate to the
adolescent's mental development. (3)
In adolescence, the
concrete-figurative thinking characteristic of children is increasingly giving the
place to the abstract. Thinking becomes more independent, active, creative.
During this period the adolescent seeks to understand the essence of phenomena,
their cause, require proof of the truth of the arguments. There is the
possibility of awareness and evaluation of their actions and behavior of
others. Qualitatively and dramatically changed the content of the motivational
sphere, there is the orientation to participate in socially relevant areas,
planning long-term prospects. The element of situational behavior, diminishes,
the ability to deliberate regulation of behavior according to social norms
farms. In this respect the formation of self-consciousness is extremely
important the image of "I", the ability to self-esteem.
In psychology and pedagogy the
individual is consided as a particular mental processes and
psychological-pedagogical structure of personality if includes temperament,
focus, ability, character, personality development in key areas of activity:
work, communication, knowledge, sports, game, etc. Maturation of tumors of
adolescence major characterizes "birth" of the individual. If the
teenagers and young men 14-16 years have no them the display features characteristic of earlier stages and age
periods, show mental retardation.
Due to the fact that the adolescent’s
self-esteem is a personal neoplasm, which determines the specificity of the
whole age period, the diagnosis of completion of the maturation of personality
should be based precisely on the analysis of identity and consciousness. The
greatest importance to the question, whether a juvenile defendant is fully
aware of the significance of their actions and to what extent he could control
them, has a maturity score moral and legal consciousness. These are the basic
personality structure regulators normative behavior. As the personal aspects of
the moral consciousness to the end of adolescence of normally developing boy
finally differentiats concepts and moral sense of duty, responsibility, shame,
honor, dignity and conscience.
In the sense of duty the
transformation of moral standards in the installation and position of the
subject fixes. In this case, the general moral formula "all must" transformation
in the minds of a minor in the belief "I must."
In the sense of responsibility the
boundaries of moral obligation, depending on the actual capacity of the person
due to cash flow circumstances out line. Responsibility is the form of the
control over the activities of the moral consciousness of the person either
from the standpoint of society, either from the standpoint of the individual.
Integration of these moral
evaluations is carried out by criticism, which is the basis of personal choice.
Therefore, the degree of development of the defendant's moral level of
criticality is not only characterized by its ability to adequately assess the
semantic, knowledge of their actions, but also gives an indication of his
personal freedom of choice, the ability to choose a certain line of conduct, of
the extent to guide their actions.
The shame is an evaluation of
juvenile defendants of their actions, behavior on the basis of capacity to assume
what would be the reaction of others. Sophistication of shame, social
projection, understanding of the social significance of their behavior. Dignity
characterizes the representation of a minor accused of the ideal man. Dignity
is a form of self-identity, the basis of its insistence to itself, not allowing
willingly to commit acts below their dignity.
The most important sense of moral
consciousness and identity of juvenile defendants is conscience. The
development of this moral sense, to the greatest extent, the ability
characterizes of individuals to moral
self-control, involves semantic differentiation adopted social norms.
The formation of the moral and legal
consciousness of a teenager is a measure of his assimilation of the most
important social norms, an indicator of success of its socialization, a
well-developed internal (conscience) and external (shame) control that creates
the psychological (personality) preconditions of responsibility. (4)
Implementation of the criminal
actions of all is the realization of concrete situational motives, conscious
and actual values of the individual.
Preservation of complete awareness and the arbitrary of their choice - a
subjective assumption of guilt and responsibility of the perpetrator. Therefore,
for completeness judgments about the ability of a juvenile defendant is fully
aware of the importance of their actions and leadership, their analysis of the
moral conscience of a teenager should be complemented by an analysis of its
goal-setting and the achievement of the goal. A prerequisite for their
effective functioning in many ways serves a well-developed intellectual activity of intellect.
Cognitive differentiation of
personality, its high level of operational capabilities in a significant extent
determine the depth of disclosure of key aspects of the situation, the choice
of adequate ways and means of transformation, adequate consideration of
internal resources and its own qualities. (5)
The need to use psychological and
educational assessment to determine the characteristics of the offender is
determined primarily by the fact that a number of circumstances, a criminal act
can not be established nor the investigator nor the court, as a study and
evaluation of some of the facts, phenomena can only be done by means of special
knowledge.
REFERENCES:
1. Lomov BF Methodological and theoretical problems of psychology, M, 1984.
2. Bilenchuk PD, Roschin AI Study of the minor defendant at the preliminary
investigation, Kiev, 1991.
3. Kornoukhov VE Comprehensive forensic investigation of properties of human,
M, 1982.
4. Seletsky AI, Tararuhin SA Minors with behavioral problems, Kiev, 1981.
Kostitsky MV Forensic psychological examination, Lviv